Core Investigative Due Diligence
Investigative due diligence is a key resource for every compliance department.
Preparing for the Next Crisis
As Ben Locwin reminded us “as Heraclitus of Ephesus waxed ~2,500 years ago, “Change is the only constant.””
Using Data in Compliance
Using Data in Compliance By Thomas Fox ,The Compliance Evangelist, Author The Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have both made it clear that they expect companies to be more robust in their use of data analytics in compliance programs. This…
A Winter Billing Error and Compliance
A Winter Billing Error and Compliance By Thomas Fox ,The Compliance Evangelist, Author When will Technology replace Compliance Professionals? Never as all the evidence you need consider is a news item in which I was an active participant. The IT involved a $202,000+ billing notice…
Executives Acting in Bad Faith and the Role of the Board
“While the Company had a compliance program and a supporting control framework, they were not adequately implemented. Specifically, certain employees in some markets, some of whom were executives in those markets, acted in bad faith and knowingly failed to implement sufficient controls.”
5 Podcasts That Mattered in 2020
Tom Fox details five podcasts from 2020 that were the most significant for the compliance professional.
Top Five Enforcement Actions in 2020
What were some of the top FCPA enforcement actions in 2020?
Compliance and Evolving Risks
Compliance needs to be an integral part of your business strategy going forward.
Compliance Training Governance Committee
One issue not often considered by compliance professionals around compliance training is that of compliance training governance. How can your organization create a comprehensive compliance training program that covers its complete risk profile? A Compliance Training Governance Committee can help oversee all corporate training.
The Intersection of ESG and Compliance
Environmental, social, and governance (ESG) is something that every Chief Compliance Officer (CCO) and compliance professional needs to be aware of and move towards.