A Winter Billing Error and Compliance
A Winter Billing Error and Compliance By Thomas Fox ,The Compliance Evangelist, Author When will Technology replace Compliance Professionals? Never as all the evidence you need consider is a news item in which I was an active participant. The IT involved a $202,000+ billing notice…
Executives Acting in Bad Faith and the Role of the Board
“While the Company had a compliance program and a supporting control framework, they were not adequately implemented. Specifically, certain employees in some markets, some of whom were executives in those markets, acted in bad faith and knowingly failed to implement sufficient controls.”
5 Podcasts That Mattered in 2020
Tom Fox details five podcasts from 2020 that were the most significant for the compliance professional.
Compliance is Not the “Bogeyman”
Compliance is Not the “Bogeyman” By Theon Alleyne, CRCP, CCEP , USA Senior Managing Consultant,IBM A senior relationship manager at a US bank in Hong Kong, complained In an article: “Compliance is ruining my world”. My colleagues and I have heard similar statements in…
Everything You Wanted to Know About Monitors-Part 4
Everything You Wanted to Know About Monitors-Part 4 By Jay Rosen, CCEP Vice President, Business Development & Monitoring Specialist, Affiliated Monitors, Inc., USA How Much Will a Corporate Monitorship Costs? I will now look at the always controversial topic of monitorship costs and expenses. …
Top Five Enforcement Actions in 2020
What were some of the top FCPA enforcement actions in 2020?
Everything You Wanted to Know About Monitors-Part 3
Everything You Wanted to Know About Monitors-Part 3 By Jay Rosen, CCEP Vice President, Business Development & Monitoring Specialist, Affiliated Monitors, Inc., USA What issues should a company consider when hiring a Corporate Monitor? The selection of an appropriate monitor can either make…
MAKING AN EFFECTIVE IMPACT ON CORPORATE CULTURE – Part IV
MAKING AN EFFECTIVE IMPACT ON CORPORATE CULTURE – Part IV By André H. Paris, Brazil Professor, Compliance Consultant and Lawyer. SpiritSec’s Head of Compliance. Continuing our series, we bring further examples on how companies may enhance its impact on corporate culture in the search of…
Compliance and Evolving Risks
Compliance needs to be an integral part of your business strategy going forward.
Compliance Training Governance Committee
One issue not often considered by compliance professionals around compliance training is that of compliance training governance. How can your organization create a comprehensive compliance training program that covers its complete risk profile? A Compliance Training Governance Committee can help oversee all corporate training.
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